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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

ROBERT T. SIM

Advisor at STRATEGIC ADVISERS LLC

SHREWSBURY, NJ | MIDDLETOWN, NJ

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Search this name across graphsid dfx:ria:44d4ea59-a0b1-6288-d0d6-1669a01901a6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 8, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 7, 2005
First registration: Jul 8, 2005
Dual registered: yes, broker-dealer
Other names: ROBERT THOMAS SIM
IAPD individual key: 4926563

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	SHREWSBURY, NJ\|MIDDLETOWN, NJ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|MIDDLETOWN, NJ\|SHREWSBURY, NJ	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 7, 2013	Jul 13, 2018	no	SHREWSBURY, NJ	Previous registration
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	Bd affiliated wealth	Aug 5, 2011	Dec 21, 2012	no	ST. LOUIS, MO\|RED BANK, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 10, 2010	May 20, 2011	no	RED BANK, NJ	Previous registration
DIVERSIFIED, LLC	Former SEC adviser	Jun 13, 2007	Feb 19, 2010	no	WILMINGTON, DE	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 8, 2006	Oct 5, 2006	no	EATONTOWN, NJ\|NEW YORK, NY	Previous registration
ADVEST, INC.	n/a	Jul 28, 2005	Mar 8, 2006	no	EATONTOWN, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 8, 2005	Jul 22, 2005	no	PARAMUS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	STRATEGIC ADVISERS LLC	Dec 21, 2012	Jan 7, 2013	17	Firm change	Other
WELLS FARGO ADVISORS	BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	May 20, 2011	Aug 5, 2011	77	Firm change	Other
DIVERSIFIED, LLC	WELLS FARGO ADVISORS	Feb 19, 2010	May 10, 2010	80	Firm change	RIA to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	DIVERSIFIED, LLC	Oct 5, 2006	Jun 13, 2007	251	Firm change	Wirehouse to RIA
ADVEST, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 8, 2006	Mar 8, 2006	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	ADVEST, INC.	Jul 22, 2005	Jul 28, 2005	6	Firm change	Other

Relationships

Registered with (8)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 7, 2013 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Aug 5, 2011 to Dec 21, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 10, 2010 to May 20, 2011factForm ADV
→ DIVERSIFIED, LLCRegistered adviserregistration: previous registration
Jun 13, 2007 to Feb 19, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 8, 2006 to Oct 5, 2006factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Jul 28, 2005 to Mar 8, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 8, 2005 to Jul 22, 2005factForm ADV

Dated events

No dated event names this entity yet.