DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert T. Sim
Certified Financial Planner
Feed of 09/15/2026
Also filed as Robert Thomas Sim
At current firm
1 y
since Mar 31, 2025
In the industry
21 y
since Jul 7, 2005 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Shrewsbury, Nj
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- Strategic Advisers LLC national BDJan 7, 2013 to Jul 13, 2018 · Shrewsbury, Nj
- Benjamin F. Edwards & Company, Incorporated BD affiliatedAug 5, 2011 to Dec 21, 2012 · St. Louis, Mo
- Wells Fargo Advisors wirehouseMay 10, 2010 to May 20, 2011 · Red Bank, Nj
- Diversified, LLC formerJun 13, 2007 to Feb 19, 2010 · Wilmington, De
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 8, 2006 to Oct 5, 2006 · Eatontown, Nj
- Advest, Inc. unclassifiedJul 28, 2005 to Mar 8, 2006 · Eatontown, Nj
- Morgan Stanley Dw Inc. unclassifiedJul 8, 2005 to Jul 22, 2005 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Benjamin F. Edwards & Company, Incorporated to Strategic Advisers LLCleft Dec 21, 2012, registered Jan 7, 2013 (17 days) · Other
- Wells Fargo Advisors to Benjamin F. Edwards & Company, Incorporatedleft May 20, 2011, registered Aug 5, 2011 (77 days) · Other
- Diversified, LLC to Wells Fargo Advisorsleft Feb 19, 2010, registered May 10, 2010 (80 days) · RIA to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Diversified, LLCleft Oct 5, 2006, registered Jun 13, 2007 (251 days) · Wirehouse to independent RIA
- Advest, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 8, 2006, registered Mar 8, 2006 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Advest, Inc.left Jul 22, 2005, registered Jul 28, 2005 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address