DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• S••••••••• M••••••••• I•••
GLEN ALLEN, VA | Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••••••• M••••••••• I••• | Independent wealth | Dec 1, 2016 | n/a | yes | Tampa, FL|GLEN ALLEN, VA | Current employment |
| F••••••• C•••••• M••••••••• I••• | Former SEC adviser | Apr 23, 2008 | Jun 14, 2017 | no | TAMPA, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• C•••••• M••••••••• I••• | C•••••• S••••••••• M••••••••• I••• | Jun 14, 2017 | Dec 1, 2016 | -195 | Firm change after gap | Other |
| F••••••• C•••••• M••••••••• I••• | A••••••• • S••••••••• I••••••••• | Dec 31, 2011 | Jan 17, 2007 |
| A••••••• • S••••••••• I••••••••• | Former SEC adviser | Jan 17, 2007 | Dec 12, 2007 | no | TAMPA, FL|RICHMOND, VA|TAMPA, FL | Previous registration |
| F••••••• C•••••• M••••••••• I••• | Former SEC adviser | Jul 26, 2004 | Dec 31, 2011 | no | TAMPA, FL | Previous registration |
| A•• C•••••• A•••••••• I••• | n/a | Nov 17, 1995 | Jul 12, 2004 | no | RICHMOND, VA | Previous registration |
| -1,809 |
| Firm change after gap |
| Other |
| A••••••• • S••••••••• I••••••••• | F••••••• C•••••• M••••••••• I••• | Dec 12, 2007 | Apr 23, 2008 | 133 | Firm change | Other |
| A•• C•••••• A•••••••• I••• | F••••••• C•••••• M••••••••• I••• | Jul 12, 2004 | Jul 26, 2004 | 14 | Firm change | Other |