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RIA / WealthAdvisor21 years in industry

TODD WILLIAM BERGER

Advisor at STEADTRUST

ALLEN, TX | Hoboken, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEADTRUST
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 24, 2005
First registration: Feb 25, 2005
Dual registered: no
Other names: TODD BERGER|TODD WILLIAM BERGER
IAPD individual key: 4806289

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Steadtrust	Independent wealth	May 5, 2025	n/a	yes	ALLEN, TX\|Hoboken, NJ	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Sep 14, 2020	May 29, 2025	no	NEW YORK, NY\|Hoboken, NJ	Previous registration
UNITED ADVISORS SERVICES, LLC	Former SEC adviser	May 13, 2015	Sep 17, 2020	no	BOCA RATON, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 15, 2007	May 20, 2015	no	WEEHAWKEN, NJ\|WEEHAWKEN, NJ\|NEW YORK, NY\|NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 25, 2005	Oct 15, 2007	no	PENNINGTON, NJ\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	Steadtrust	May 29, 2025	May 5, 2025	-24	Firm change	Ibd to new firm
UNITED ADVISORS SERVICES, LLC	B. RILEY WEALTH ADVISORS, INC.	Sep 17, 2020	Sep 14, 2020	-3	Firm change	RIA to ibd
UBS FINANCIAL SERVICES INC.	UNITED ADVISORS SERVICES, LLC	May 20, 2015	May 13, 2015	-7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Oct 15, 2007	Oct 15, 2007	0	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
150080:115927:FL:2020-09-17	Sep 17, 2020	Sep 14, 2020	BOCA RATON, FL	Firm change

Relationships

Registered with (5)

→ STEADTRUSTRegistered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 14, 2020 to May 29, 2025factForm ADV
→ UNITED ADVISORS SERVICES, LLCRegistered adviserregistration: previous registration
May 13, 2015 to Sep 17, 2020factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 15, 2007 to May 20, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 25, 2005 to Oct 15, 2007factForm ADV

Dated events

Occurred
May 29, 2025
Advisor changed firm
Todd William Berger left B. Riley Wealth Advisors, Inc. for Steadtrust (registered 2025-05-05)
Form ADVobserved 5 days ago