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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

NORDWAND ADVISORS

NORDWAND ADVISORS, LLC, CRD 322936

RADNOR, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:44f2ae93-214d-07c0-7e3c-10f8af2b5756

Data as of Mar 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 9
On other graphs: 0
Observed: Aug 2, 2022 to Mar 21, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.69 fund_share=0.0 institutional_share=0.31 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.0BItem 5.F on the latest filing (2026-03-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $2.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 69%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $567Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 307
Individual clients: 5
High net worth clients: 52
Custody, client assets: $2.9B
SEC number: 801-126490
CIK: 1962713
CRD: 322936
Filings on the tape: 15
First filed: Aug 2, 2022
Latest filed: Mar 21, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTOPHER MICHAEL BOYLE	n/a	RADNOR, PA	3	22	2	no
JAMES FRANCIS MARTIN	n/a	RADNOR, PA	3	42	3	no
Connor Drew Martin	n/a	RADNOR, PA \| Boston, MA \| Cambridge, MA	3	12	n/a	no
THEODORE WESLEY BROOKS	Chartered Financial Analyst	RADNOR, PA	3	28	n/a	no
GERALD JOSHUA KANE	n/a	RADNOR, PA	3	39	5	no
DOUGLAS HENRY DELONG	Chartered Financial Analyst	RADNOR, PA	1	30	n/a	no
PATRICK JOSEPH MCGINNIS	n/a	RADNOR, PA	1	33	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIMTER, LISA	CHIEF ADMINSTRATIVE OFFICER	Na	yes	10/2023	Mar 21, 2026	Mar 21, 2026
MARTIN, JAMES, FRANCIS	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	A	yes	11/2022	Mar 21, 2026	Mar 21, 2026
NORDWAND CAPITAL, LLC	MANAGING MEMBER	E	yes	07/2022	Mar 21, 2026	Mar 21, 2026
BOYLE, CHRISTOPHER, MICHAEL	CHIEF OPERATING OFFICER	Na	yes	11/2022	Jan 4, 2023	Mar 27, 2024
KANE, GERALD, JOSHUA	CHIEF COMPLIANCE OFFICER	Na	yes	12/2022	Jan 4, 2023	Mar 27, 2024
MARTIN, JAMES, FRANCIS	Owner	E	yes	11/2022	Nov 14, 2022	Mar 27, 2024
DYNASTY FINANCIAL PARTNERS, LLC	Member	A	no	12/2025	Mar 21, 2026	Mar 21, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORDWAND INVESTMENTS, LLC	n/a	Asset manager	$44.7M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Cambridge	Ma	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 21, 2026	$4.0B	$2.7B	10	6	1	n/a	n/a
2024	Mar 21, 2025	$3.8B	$2.5B	8	5	2	n/a	n/a
2023	Mar 26, 2024	$3.5B	$2.5B	7	5	2	n/a	n/a
2022	Mar 23, 2023	$4.1B	$4.1B	6	6	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	28.6%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.0B	$3.8B	3.4%	$4.1B	-1.5%	10	8	1	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MORGAN STANLEY	2	Nov 29, 2022	Nov 15, 2022	WEST CONSHOHOCKEN, PA	Team lift out	Wirehouse to new firm	0.0%

Relationships

Affiliated with (2)

→ NORDWAND INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NORDWAND INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (9)

← PATRICK JOSEPH MCGINNISAdvisorregistration: current employment
Jun 25, 2025 to presentfactForm ADV
← DOUGLAS HENRY DELONGAdvisorregistration: current employment
Jun 10, 2025 to presentfactForm ADV
← GERALD JOSHUA KANEAdvisorregistration: current employment
Dec 19, 2022 to presentfactForm ADV
← THEODORE WESLEY BROOKSAdvisorregistration: current employment
Nov 30, 2022 to presentfactForm ADV
← Connor Drew MartinAdvisorregistration: current employment
Nov 22, 2022 to presentfactForm ADV
← JAMES FRANCIS MARTINAdvisorregistration: current employment
Nov 15, 2022 to presentfactForm ADV
← CHRISTOPHER MICHAEL BOYLEAdvisorregistration: current employment
Nov 14, 2022 to presentfactForm ADV
← Lisa DimterAdvisorregistration: previous registration
Oct 27, 2023 to Jun 15, 2026factForm ADV
← Daniel KaneAdvisorregistration: previous registration
Nov 15, 2022 to Nov 24, 2025factForm ADV

Controls (5)

← MARTIN, JAMES, FRANCISOwnerOWNER, ownership code E, individual
Nov 14, 2022 to Mar 27, 2024factForm ADV
← KANE, GERALD, JOSHUAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 4, 2023 to Mar 27, 2024factForm ADV
← DIMTER, LISAOwnerCHIEF ADMINSTRATIVE OFFICER, ownership code NA, individual
Jan 18, 2024 to Mar 27, 2024factForm ADV
← BOYLE, CHRISTOPHER, MICHAELOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 4, 2023 to Mar 27, 2024factForm ADV
← NORDWAND CAPITAL, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Aug 2, 2022 to Mar 27, 2024factForm ADV

Moved with (1)

← MORGAN STANLEYRegistered adviser2 advisors, team lift out
Nov 29, 2022 to Nov 15, 2022factForm ADV

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
Lisa Dimter left Nordwand Advisors for Morgan Stanley (registered 2026-07-02)
Form ADVobserved 6 days ago
Occurred
Nov 24, 2025
Advisor changed firm
Daniel Kane left Nordwand Advisors for J.P. Morgan Securities Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Jan 18, 2024
Control person joined
Lisa Dimter (Chief Admintrative Officer) appeared on Schedule A of Nordwand Advisors
Form ADVobserved 6 days ago
Occurred
Mar 23, 2023
Control person left
Wesley Theodore Brooks (Chief Investment Officer) no longer on Schedule A of Nordwand Advisors (listed 2023-01-09, absent 2023-03-23)
Form ADVobserved 6 days ago
Occurred
Jan 4, 2023
Control person joined
J. Gerald Kane (Chief Compliance Officer) appeared on Schedule A of Nordwand Advisors
Form ADVobserved 6 days ago
Occurred
Jan 4, 2023
Control person joined
M Christopher Boyle (Chief Operating Officer) appeared on Schedule A of Nordwand Advisors
Form ADVobserved 6 days ago
Occurred
Nov 29, 2022
Team lift-out
2 advisors left Morgan Stanley (West Conshohocken, PA) for Nordwand Advisors within 3 days
Form ADVobserved 6 days ago
2 advisors
Occurred
Nov 14, 2022
Control person joined
Francis James Martin (Chief Executive Officer And Chief Investment Officer) appeared on Schedule A of Nordwand Advisors
Form ADVobserved 6 days ago
Occurred
Aug 2, 2022
First Form ADV filing
Nordwand Advisory, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44f2ae93-214d-07c0-7e3c-10f8af2b5756
First observed: Aug 2, 2022
Last observed: Mar 21, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORDWAND ADVISORS

NORDWAND ADVISORS, LLC, CRD 322936

RADNOR, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:44f2ae93-214d-07c0-7e3c-10f8af2b5756

Data as of Mar 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER MICHAEL BOYLE

n/a

RADNOR, PA

JAMES FRANCIS MARTIN

n/a

RADNOR, PA

Connor Drew Martin

n/a

RADNOR, PA | Boston, MA | Cambridge, MA

n/a

THEODORE WESLEY BROOKS

Chartered Financial Analyst

RADNOR, PA

n/a

GERALD JOSHUA KANE

n/a

RADNOR, PA

DOUGLAS HENRY DELONG

Chartered Financial Analyst

RADNOR, PA

n/a

PATRICK JOSEPH MCGINNIS

n/a

RADNOR, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIMTER, LISA

CHIEF ADMINSTRATIVE OFFICER

yes

10/2023

Mar 21, 2026

MARTIN, JAMES, FRANCIS

CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

11/2022

Mar 21, 2026

NORDWAND CAPITAL, LLC

MANAGING MEMBER

yes

07/2022

Mar 21, 2026

BOYLE, CHRISTOPHER, MICHAEL

CHIEF OPERATING OFFICER

yes

11/2022

Jan 4, 2023

Mar 27, 2024

KANE, GERALD, JOSHUA

CHIEF COMPLIANCE OFFICER

yes

12/2022

Jan 4, 2023

Mar 27, 2024

MARTIN, JAMES, FRANCIS

Owner

yes

11/2022

Nov 14, 2022

Mar 27, 2024

DYNASTY FINANCIAL PARTNERS, LLC

Member

12/2025

Mar 21, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORDWAND INVESTMENTS, LLC

n/a

Asset manager

$44.7M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Cambridge

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 21, 2026

$4.0B

$2.7B

n/a

2024

Mar 21, 2025

$3.8B

$2.5B

n/a

2023

Mar 26, 2024

$3.5B

$2.5B

n/a

2022

Mar 23, 2023

$4.1B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

28.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.0B

$3.8B

3.4%

$4.1B

-1.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MORGAN STANLEY

Nov 29, 2022

Nov 15, 2022

WEST CONSHOHOCKEN, PA

Team lift out

Wirehouse to new firm

0.0%