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L••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

L••• D•••••

Advisor at M••••• S••••••

West Conshohocken, PA

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Search this name across graphsid dfx:ria:99162d92-02df-0fcb-1721-0700ab4f82d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 14, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 13, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 2, 2026	n/a	yes	West Conshohocken, PA	Current employment
N••••••• A•••••••	Independent wealth	Oct 27, 2023	Jun 15, 2026	no	RADNOR, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• A•••••••	M••••• S••••••	Jun 15, 2026	Jul 2, 2026	17	Firm change	RIA to wirehouse
W•••• F•••• A•••••••	N••••••• A•••••••	Sep 27, 2023	Oct 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
816:19616:PA:2016-05-11	May 11, 2016	Jun 1, 2016	WEST CONSHOHOCKEN, PA	Firm change

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 2, 2026 to presentfactForm ADV
→ N••••••• A•••••••Registered adviserregistration: previous registration
Oct 27, 2023 to Jun 15, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 1, 2016 to Sep 27, 2023factForm ADV
→ C••••• S••••• S••••••••• •••• L••

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
L••• D••••• left N••••••• A••••••• for M••••• S•••••• (registered 2026-07-02)
Form ADVobserved 7 days ago
Occurred
Sep 27, 2023
Advisor changed firm
L••• D••••• left W•••• F•••• A••••••• for N••••••• A••••••• (registered 2023-10-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99162d92-02df-0fcb-1721-0700ab4f82d8
First observed: Dec 14, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.