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RIA / WealthAdvisor39 years in industry

GERALD JOSHUA KANE

Advisor at NORDWAND ADVISORS

RADNOR, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 2
Observed: Dec 11, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Gerald J. Kane

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Gerald J. Kane

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORDWAND ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 5, 1987
First registration: Dec 11, 2003
Dual registered: no
Other names: GERALD JOSHUA KANE|Gerald J Kane|Gerald Kane|Gerald J. Kane
IAPD individual key: 1598143

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORDWAND ADVISORS	Independent wealth	Dec 19, 2022	n/a	yes	RADNOR, PA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 29, 2022	Dec 16, 2022	no	PHILADELPHIA, PA\|Columbus, OH	Previous registration
MORGAN STANLEY	Wirehouse	Aug 18, 2017	Apr 20, 2022	no	Philadelphia, PA\|Yardley, PA\|DOYLESTOWN, PA\|Blue Bell, PA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 16, 2016	Aug 15, 2017	no	NEW YORK, NY\|PHILADELPHIA, PA	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Feb 4, 2009	May 11, 2016	no	WEST CONSHOHOCKEN, PA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 11, 2003	Feb 3, 2009	no	W.CONSHOHOCKEN, PA\|BOSTON, MA\|WEST CONSHOHOCKEN, PA\|WEST CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	NORDWAND ADVISORS	Dec 16, 2022	Dec 19, 2022	3	Firm change	Wirehouse to new firm
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Apr 20, 2022	Apr 29, 2022	9	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Aug 15, 2017	Aug 18, 2017	3	Firm change	Wirehouse to wirehouse
CREDIT SUISSE SECURITIES (USA) LLC	UBS FINANCIAL SERVICES INC.	May 11, 2016	Jun 16, 2016	36	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	CREDIT SUISSE SECURITIES (USA) LLC	Feb 3, 2009	Feb 4, 2009	1	Firm change	Other

Relationships

Registered with (6)

→ NORDWAND ADVISORSRegistered adviserregistration: current employment
Dec 19, 2022 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 29, 2022 to Dec 16, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 18, 2017 to Apr 20, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 16, 2016 to Aug 15, 2017factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Feb 4, 2009 to May 11, 2016factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 11, 2003 to Feb 3, 2009factForm ADV

Dated events

Occurred
Dec 16, 2022
Advisor changed firm
Gerald Joshua Kane left J.P. Morgan Securities Llc for Nordwand Advisors (registered 2022-12-19)
Form ADVobserved 6 days ago
Occurred
Apr 20, 2022
Advisor changed firm
Gerald Joshua Kane left Morgan Stanley for J.P. Morgan Securities Llc (registered 2022-04-29)
Form ADVobserved 6 days ago