M••• T• C•••••

Advisor at S•• W•••••

Boston, MA | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:44f7aac6-b409-3896-2528-60555ea00764

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Jan 16, 2025	n/a	yes	New York, NY\|Boston, MA	Current employment
S•• W•••••	Independent wealth	Feb 23, 2022	n/a	yes	New York, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• S••••••• I•••	S•• W•••••	Jul 29, 2022	Feb 23, 2022	-156	Bulk transfer	Ibd to RIA
H••• S••••••••• •••• I•••	S•• I••••••••• S••••••• I•••	Jan 14, 2021	May 18, 2021

Relationships

Registered with (9)

→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 16, 2025 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: current employment
Feb 23, 2022 to presentfactForm ADV
→ S•• I••••••••• S••••••• I•••Registered adviserregistration: previous registration
May 18, 2021 to Jul 29, 2022factForm ADV
→ H••• S••••••••• •••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44f7aac6-b409-3896-2528-60555ea00764
First observed: Jul 23, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.