DFX Intelligence

Data Factory

RIA / WealthAdvisor26 years in industry

JACOB N. GUINN

Advisor at ALPHA CAPITAL FAMILY OFFICE, LLC

The Woodlands, TX | GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:450677f6-c571-8178-fed2-2f622b5e1143

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 27, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHA CAPITAL FAMILY OFFICE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 20, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Jul 20, 2000
First registration: Jan 27, 2014
Dual registered: no
Other names: JACOB NOLAN GUINN
IAPD individual key: 4228149

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHA CAPITAL FAMILY OFFICE, LLC	Independent wealth	May 28, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|The Woodlands, TX	Current employment
HFG WEALTH MANAGEMENT, LLC	Independent wealth	May 6, 2022	Aug 7, 2026	no	THE WOODLANDS, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 7, 2020	Apr 14, 2022	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 18, 2018	Dec 26, 2019	no	Houton, TX\|SAN DIEGO, CA\|HOUSTON, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jan 27, 2014	Sep 14, 2018	no	SPRING, TX\|HUNTSVILLE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HFG WEALTH MANAGEMENT, LLC	ALPHA CAPITAL FAMILY OFFICE, LLC	Aug 7, 2026	May 28, 2026	-71	Firm change after gap	RIA to RIA
J.P. MORGAN SECURITIES LLC	HFG WEALTH MANAGEMENT, LLC	Apr 14, 2022	May 6, 2022	22	Firm change	Wirehouse to RIA
LPL FINANCIAL LLC	J.P. MORGAN SECURITIES LLC	Dec 26, 2019	Jan 7, 2020	12	Firm change	Ibd to wirehouse
PNC MANAGED ACCOUNT SOLUTIONS, INC.	LPL FINANCIAL LLC	Sep 14, 2018	Dec 18, 2018	95	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:79:TX:2019-12-26	Dec 26, 2019	Jan 7, 2020	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ ALPHA CAPITAL FAMILY OFFICE, LLCRegistered adviserregistration: current employment
May 28, 2026 to presentfactForm ADV
→ HFG WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 6, 2022 to Aug 7, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 7, 2020 to Apr 14, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 18, 2018 to Dec 26, 2019factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jan 27, 2014 to Sep 14, 2018factForm ADV

Dated events

Occurred
Aug 7, 2026
Advisor changed firm
Jacob N. Guinn left Hfg Wealth Management, Llc for Alpha Capital Family Office, Llc (registered 2026-05-28)
Form ADVobserved 6 days ago
Occurred
Apr 14, 2022
Advisor changed firm
Jacob N. Guinn left J.P. Morgan Securities Llc for Hfg Wealth Management, Llc (registered 2022-05-06)
Form ADVobserved 6 days ago