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Advisor at ALIGHT FINANCIAL ADVISORS, LLC
Rock Hill, SC | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALIGHT FINANCIAL ADVISORS, LLC | Independent wealth | Jun 11, 2024 | n/a | yes | CHARLOTTE, NC|Rock Hill, SC | Current employment |
| ABW, LLC | State registered | Jul 7, 2020 | Nov 18, 2024 | no | Statesboro, GA|GREEN BANK, WV|Charlotte, NC|Charlotte, NC|GREEN BANK, WV|FREDERICKSBURG, TX|Fredericksburg, TX | Previous registration |
| CRG WEALTH, LLC | State registered | Sep 25, 2019 | Dec 16, 2020 | no | CLEAR LAKE, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 7, 2016 | Oct 3, 2017 | no | CHARLOTTE, NC|BELMONT, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ABW, LLC | ALIGHT FINANCIAL ADVISORS, LLC | Nov 18, 2024 | Jun 11, 2024 | -160 | Firm change after gap | Other |
| CRG WEALTH, LLC | ABW, LLC | Dec 16, 2020 | Jul 7, 2020 | -162 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CRG WEALTH, LLC | Oct 3, 2017 | Sep 25, 2019 | 722 | Firm change after gap | Wirehouse to state RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 300615:309104:MN:2020-12-16 | Dec 16, 2020 | Jul 7, 2020 | CLEAR LAKE, MN | Firm change after gap |