DFX Intelligence

W••••• A••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

W••••• A••••• S••••

Advisor at C•••••• A••••••• S•••••••• I••

Hoover, AL | STATEN ISLAND, NY

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Search this name across graphsid dfx:ria:45285637-3ae0-a785-6e05-c8a93164c15b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 3, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 10, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• I••	Independent wealth	Jul 22, 2026	n/a	yes	STATEN ISLAND, NY\|Hoover, AL	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 18, 2008	Jun 18, 2026	no	BIRMINGHAM, AL\|RAINBOW CITY, AL\|HOOVER, AL\|BIRMINGHAM, AL\|ATTALLA, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL\|Homewood, AL\|HOMEWOOD, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C•••••• A••••••• S•••••••• I••	Jun 18, 2026	Jul 22, 2026	34	Firm change	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Apr 26, 2008	Apr 18, 2008

Relationships

Registered with (4)

→ C•••••• A••••••• S•••••••• I••Registered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 18, 2008 to Jun 18, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 11, 2002 to Apr 26, 2008factForm ADV
→ P••••••••• E••••• G••••• L••

Dated events

Occurred
Jun 18, 2026
Advisor changed firm
W••••• A••••• S•••• left W•••• F•••• A••••••• for C•••••• A••••••• S•••••••• I•• (registered 2026-07-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45285637-3ae0-a785-6e05-c8a93164c15b
First observed: Jun 3, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.