DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Wesley Andrew Steed
Feed of 09/14/2026
Also filed as Wes Steed
At current firm
0 y
since Jul 22, 2026
In the industry
29 y
since Dec 10, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Chelsea Advisory Services, Inc independent RIA currentsince Jul 22, 2026 · Staten Island, Ny
- Wells Fargo Advisors wirehouseApr 18, 2008 to Jun 18, 2026 · Birmingham, Al
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 11, 2002 to Apr 26, 2008 · Birmingham, Al
- Prudential Equity Group, LLC unclassifiedJun 3, 1999 to Oct 18, 2002 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Chelsea Advisory Services, Incleft Jun 18, 2026, registered Jul 22, 2026 (34 days) · Wirehouse to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Apr 26, 2008, registered Apr 18, 2008 (-8 days) · Wirehouse to wirehouse
- Prudential Equity Group, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 18, 2002, registered Oct 11, 2002 (-7 days) · Other
Signals
- Wesley Andrew Steed left Wells Fargo Advisors for Chelsea Advisory Services, Inc (registered 2026-07-22)Jun 18, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address