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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRITT ISLAND, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 1, 2022 | n/a | yes | MERRITT ISLAND, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 16, 2020 | Jun 21, 2021 | no | FORT LAUDERDALE, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 3, 2014 | May 20, 2019 | no | ROCKLEDGE, FL|INDIALANTIC, FL|MERRITT ISLAND, FL|ROCKLEDGE, FL|MERRITT ISLAND, FL|MERRITT ISLAND, FL|MERRITT ISLAND, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 21, 2021 | Nov 1, 2022 | 498 | Firm change after gap | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | May 20, 2019 | Sep 16, 2020 | 485 | Firm change after gap | Wirehouse to wirehouse |