DFX Intelligence

K•••••••• G•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

K•••••••• G•••• B••••••

Advisor at C•••••• L••

Madison, WI | ROCKFORD, IL

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Search this name across graphsid dfx:ria:45395895-4a3b-c034-d6aa-429517322572

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• L••	Independent wealth	Jul 12, 2024	n/a	yes	ROCKFORD, IL\|Madison, WI	Current employment
H•••••• W••••• A•••••••• L••	Independent wealth	Oct 12, 2023	May 21, 2024	no	CHAPEL HILL, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• W••••• A•••••••• L••	C•••••• L••	May 21, 2024	Jul 12, 2024	52	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	H•••••• W••••• A•••••••• L••	Feb 15, 2023	Oct 12, 2023

Relationships

Registered with (3)

→ C•••••• L••Registered adviserregistration: current employment
Jul 12, 2024 to presentfactForm ADV
→ H•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 12, 2023 to May 21, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 16, 2022 to Feb 15, 2023factForm ADV

Dated events

Occurred
May 21, 2024
Advisor changed firm
K•••••••• G•••• B•••••• left H•••••• W••••• A•••••••• L•• for C•••••• L•• (registered 2024-07-12)
Form ADVobserved 7 days ago
Occurred
Feb 15, 2023
Advisor changed firm
K•••••••• G•••• B•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H•••••• W••••• A•••••••• L•• (registered 2023-10-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45395895-4a3b-c034-d6aa-429517322572
First observed: Dec 16, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.