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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)25 years in industry

CHRISTOPHER PAUL FRANCESE

Advisor at J.P. MORGAN SECURITIES LLC

STATEN ISLAND, NY

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Search this name across graphsid dfx:ria:454fb622-afd8-3ba6-1065-37d2820084de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S66
First exam: Dec 22, 2000
First registration: Oct 17, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4087186

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 14, 2021	n/a	yes	STATEN ISLAND, NY	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 8, 2015	May 18, 2021	no	Long Island City, NY\|Greenwich, CT\|New York, NY\|BROOKLYN, NY\|BROOKLYN, NY\|Bay Shore, NY\|Fort Lee, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 21, 2010	Dec 9, 2015	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|WHITE PLAINS, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Jan 27, 2010	no	BROOKLYN, NY\|BROOKLYN, NY\|STATEN ISLAND, NY\|LONG ISLAND CITY, NY\|Greenwich, CT\|BROOKLYN, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Nov 9, 2004	May 29, 2007	no	BROOKLYN, NY\|STATEN ISLAND, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 17, 2002	Dec 17, 2002	no	HEWLETT, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	J.P. MORGAN SECURITIES LLC	May 18, 2021	Jun 14, 2021	27	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Dec 9, 2015	Dec 8, 2015	-1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Jan 27, 2010	Jan 21, 2010	-6	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITICORP INVESTMENT SERVICES	Dec 17, 2002	Nov 9, 2004	693	Firm change after gap	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 14, 2021 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 8, 2015 to May 18, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 21, 2010 to Dec 9, 2015factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Nov 9, 2004 to May 29, 2007factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 17, 2002 to Dec 17, 2002factForm ADV

Dated events

No dated event names this entity yet.