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Registered advisor
C••••••••• P••• F•••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
5 y
since Jun 14, 2021
In the industry
25 y
since Dec 22, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 14, 2021 · Staten Island, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 8, 2015 to May 18, 2021 · Long Island City, Ny
- W•••• F•••• A••••••• wirehouseJan 21, 2010 to Dec 9, 2015 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jan 27, 2010 · Brooklyn, Ny
- C••••••• I••••••••• S••••••• unclassifiedNov 9, 2004 to May 29, 2007 · Brooklyn, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 17, 2002 to Dec 17, 2002 · Hewlett, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left May 18, 2021, registered Jun 14, 2021 (27 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Dec 9, 2015, registered Dec 8, 2015 (-1 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Jan 27, 2010, registered Jan 21, 2010 (-6 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• I••••••••• S•••••••left Dec 17, 2002, registered Nov 9, 2004 (693 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address