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Z••••••• X•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)10 years in industry

Z••••••• X•

Advisor at R•• S••••••••• I•••

Los Angeles, CA | Torrance, CA | BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:45507c56-6b76-31fd-ab27-11e7ec64261c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 7, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• S••••••••• I•••	Bd affiliated wealth	Aug 28, 2026	n/a	yes	BEVERLY HILLS, CA\|Torrance, CA\| Los Angeles, CA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Dec 22, 2022	Aug 21, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	R•• S••••••••• I•••	Aug 21, 2026	Aug 28, 2026	7	Firm change	Ibd to ibd
H••• S••••••••• •••• I•••	C••••• I••••••••• A••••••• L••	Dec 21, 2022

Relationships

Registered with (6)

→ R•• S••••••••• I•••Registered adviserregistration: current employment
Aug 28, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 22, 2022 to Aug 21, 2026factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Jul 13, 2021 to Dec 21, 2022factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
Z••••••• X• left C••••• I••••••••• A••••••• L•• for R•• S••••••••• I••• (registered 2026-08-28)
Form ADVobserved 7 days ago
Occurred
Dec 21, 2022
Advisor changed firm
Z••••••• X• left H••• S••••••••• •••• I••• for C••••• I••••••••• A••••••• L•• (registered 2022-12-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45507c56-6b76-31fd-ab27-11e7ec64261c
First observed: Nov 7, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.