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Advisor at SIMPLICITY WEALTH
SUMMIT, NJ | Cream Ridge, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIMPLICITY WEALTH | Mixed wealth | Aug 21, 2025 | n/a | yes | Cream Ridge, NJ|SUMMIT, NJ | Current employment |
| BROOKSTONE WEALTH ADVISORS, LLC | No RAUM reported | Jul 22, 2019 | Aug 15, 2025 | no | SOMERSET, NJ|CREAM RIDGE, NJ|CREAM RIDGE, NJ | Previous registration |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Apr 7, 2017 | Jul 15, 2019 | no | Somerset, NJ|KENTWOOD, MI | Previous registration |
| WEALTH WATCH ADVISORS, INC | Independent wealth | Oct 13, 2015 | Apr 4, 2017 | no | Somerset, NJ|ENGLEWOOD, CO | Previous registration |
| FIRST ADVISORS NATIONAL, LLC | Independent wealth | Mar 31, 2015 | Sep 17, 2015 | no | CREAM RIDGE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROOKSTONE WEALTH ADVISORS, LLC | SIMPLICITY WEALTH | Aug 15, 2025 | Aug 21, 2025 | 6 | Firm change | Other |
| REGAL INVESTMENT ADVISORS LLC | BROOKSTONE WEALTH ADVISORS, LLC | Jul 15, 2019 | Jul 22, 2019 | 7 | Firm change | Ibd to RIA |
| WEALTH WATCH ADVISORS, INC | REGAL INVESTMENT ADVISORS LLC | Apr 4, 2017 | Apr 7, 2017 | 3 | Firm change | Other |
| FIRST ADVISORS NATIONAL, LLC | WEALTH WATCH ADVISORS, INC | Sep 17, 2015 | Oct 13, 2015 | 26 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137658:300572:NJ:2025-08-15 | Aug 15, 2025 | Aug 21, 2025 | CREAM RIDGE, NJ | Firm change |
| 125004:137658:MI:2019-07-15 | Jul 15, 2019 | Jul 22, 2019 | KENTWOOD, MI | Firm change |
| 172002:125004:CO:2017-03-29 | Apr 4, 2017 | Apr 7, 2017 | ENGLEWOOD, CO | Firm change |