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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

AUTUMN A TAYLOR

Advisor at PARK AVENUE SECURITIES LLC

CANTON, OH | North Olmsted, OH

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Search this name across graphsid dfx:ria:457c952f-c058-a7cb-e7cd-db50be5b1606

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Aug 2, 2004
First registration: Mar 24, 2006
Dual registered: yes, broker-dealer
Other names: AUTUMN ANN SMITH|AUTUMN ANN TAYLOR
IAPD individual key: 1702760

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Dec 20, 2018	n/a	yes	CANTON, OH\|North Olmsted, OH	Current employment
VICUS CAPITAL, INC.	Independent wealth	Aug 8, 2017	Jul 31, 2018	no	Cleveland, OH	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 25, 2013	Jun 19, 2018	no	CLEVELAND, OH	Previous registration
VANTAGE FINANCIAL GROUP, INC.	Independent wealth	Sep 16, 2013	Jul 25, 2018	no	CLEVELAND, OH	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jul 26, 2007	Aug 28, 2013	no	Conshohocken, PA	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Mar 24, 2006	Jun 14, 2007	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VICUS CAPITAL, INC.	PARK AVENUE SECURITIES LLC	Jul 31, 2018	Dec 20, 2018	142	Firm change	RIA to ibd
VANTAGE FINANCIAL GROUP, INC.	CETERA ADVISOR NETWORKS LLC	Jul 25, 2018	Sep 25, 2013	-1,764	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	VICUS CAPITAL, INC.	Jun 19, 2018	Aug 8, 2017	-315	Firm change after gap	Other
HORNOR, TOWNSEND & KENT, LLC	VANTAGE FINANCIAL GROUP, INC.	Aug 28, 2013	Sep 16, 2013	19	Firm change	Other
WALNUT STREET SECURITIES, INC.	HORNOR, TOWNSEND & KENT, LLC	Jun 14, 2007	Jul 26, 2007	42	Firm change	Other

Relationships

Registered with (6)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Dec 20, 2018 to presentfactForm ADV
→ VICUS CAPITAL, INC.Registered adviserregistration: previous registration
Aug 8, 2017 to Jul 31, 2018factForm ADV
→ VANTAGE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 16, 2013 to Jul 25, 2018factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 25, 2013 to Jun 19, 2018factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jul 26, 2007 to Aug 28, 2013factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Mar 24, 2006 to Jun 14, 2007factForm ADV

Dated events

No dated event names this entity yet.