DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Autumn A Taylor
Feed of 09/15/2026
Also filed as Autumn Ann Smith
At current firm
7 y
since Dec 20, 2018
In the industry
22 y
since Aug 2, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Park Avenue Securities LLC BD affiliated currentsince Dec 20, 2018 · Canton, Oh
- Vicus Capital, Inc. independent RIAAug 8, 2017 to Jul 31, 2018 · Cleveland, Oh
- Cetera Advisor Networks LLC formerSep 25, 2013 to Jun 19, 2018 · Cleveland, Oh
- Vantage Financial Group, Inc. independent RIASep 16, 2013 to Jul 25, 2018 · Cleveland, Oh
- Hornor, Townsend & Kent, LLC independent RIAJul 26, 2007 to Aug 28, 2013 · Conshohocken, Pa
- Walnut Street Securities, Inc. formerMar 24, 2006 to Jun 14, 2007 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- Vicus Capital, Inc. to Park Avenue Securities LLCleft Jul 31, 2018, registered Dec 20, 2018 (142 days) · RIA to affiliated broker-dealer or bank
- Vantage Financial Group, Inc. to Cetera Advisor Networks LLCleft Jul 25, 2018, registered Sep 25, 2013 (-1764 days) · Other
- Cetera Advisor Networks LLC to Vicus Capital, Inc.left Jun 19, 2018, registered Aug 8, 2017 (-315 days) · Other
- Hornor, Townsend & Kent, LLC to Vantage Financial Group, Inc.left Aug 28, 2013, registered Sep 16, 2013 (19 days) · Other
- Walnut Street Securities, Inc. to Hornor, Townsend & Kent, LLCleft Jun 14, 2007, registered Jul 26, 2007 (42 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address