DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 1, 2017 | n/a | yes | ATLANTA, GA | Current employment |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | May 16, 2013 | Feb 23, 2017 | no | ARLINGTON, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• C•••••• M••••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Feb 23, 2017 | Mar 1, 2017 | 6 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | E•••••• C•••••• M••••••••• L•• | Apr 26, 2013 | May 16, 2013 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42159:7691:VA:2017-02-23 | Feb 23, 2017 | Mar 1, 2017 | ARLINGTON, VA | Firm change |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 17, 2009 | Apr 26, 2013 | no | Atlanta, GA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Sep 19, 2006 | May 13, 2009 | no | ATLANTA, GA | Previous registration |
| 20 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | May 13, 2009 | Jun 17, 2009 | 35 | Firm change | Wirehouse to ibd |