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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

REBECCA LOUISE HAFER

Advisor at MMA SECURITIES LLC

Boston, MA | Conshohocken, PA

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Search this name across graphsid dfx:ria:458c1c01-2244-864c-7982-43571384f2ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MMA SECURITIES LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 2, 2001
First registration: Mar 11, 2010
Dual registered: yes, broker-dealer
Other names: REBECCA LOUISE GRIM
IAPD individual key: 4377480

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MMA SECURITIES LLC	No RAUM reported	Jan 13, 2021	n/a	yes	Boston, MA\|Conshohocken, PA	Current employment
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Oct 31, 2014	Feb 4, 2021	no	READING, PA\|MORRISTOWN, NJ\|Oley, PA	Previous registration
MMA ASSET MANAGEMENT LLC	Mixed wealth	Jan 5, 2011	Oct 6, 2014	no	CONSHOHOCKEN, PA\|READING, PA	Previous registration
THE CENTURION GROUP, LLC	Former SEC adviser	Jan 4, 2011	Nov 10, 2014	no	PLYMOUTH MEETING, PA	Previous registration
HAFER AND COMPANY	n/a	Mar 11, 2010	Dec 31, 2010	no	n/a	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE ADVISOR GROUP, LLC	MMA SECURITIES LLC	Feb 4, 2021	Jan 13, 2021	-22	Firm change	Other
THE CENTURION GROUP, LLC	MMA ASSET MANAGEMENT LLC	Nov 10, 2014	Jan 5, 2011	-1,405	Firm change after gap	Other
MMA ASSET MANAGEMENT LLC	PRIVATE ADVISOR GROUP, LLC	Oct 6, 2014	Oct 31, 2014	25	Firm change	Other
HAFER AND COMPANY	THE CENTURION GROUP, LLC	Dec 31, 2010	Jan 4, 2011	4	Firm change	Other

Relationships

Registered with (5)

→ MMA SECURITIES LLCRegistered adviserregistration: current employment
Jan 13, 2021 to presentfactForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Oct 31, 2014 to Feb 4, 2021factForm ADV
→ THE CENTURION GROUP, LLCRegistered adviserregistration: previous registration
Jan 4, 2011 to Nov 10, 2014factForm ADV
→ MMA ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 5, 2011 to Oct 6, 2014factForm ADV
→ HAFER AND COMPANYRegistered adviserregistration: previous registration
Mar 11, 2010 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.