RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L••••• H••••
- M•• S••••••••• L•• no RAUM currentsince Jan 13, 2021 · Boston, Ma
- P•••••• A•••••• G••••• L•• BD affiliatedOct 31, 2014 to Feb 4, 2021 · Reading, Pa
- M•• A•••• M••••••••• L•• mixed wealthJan 5, 2011 to Oct 6, 2014 · Conshohocken, Pa
- T•• C•••••••• G••••• L•• formerJan 4, 2011 to Nov 10, 2014 · Plymouth Meeting, Pa
- H•••• A•• C•••••• unclassifiedMar 11, 2010 to Dec 31, 2010
- P•••••• A•••••• G••••• L•• to M•• S••••••••• L••left Feb 4, 2021, registered Jan 13, 2021 (-22 days) · Other
- T•• C•••••••• G••••• L•• to M•• A•••• M••••••••• L••left Nov 10, 2014, registered Jan 5, 2011 (-1405 days) · Other
- M•• A•••• M••••••••• L•• to P•••••• A•••••• G••••• L••left Oct 6, 2014, registered Oct 31, 2014 (25 days) · Other
- H•••• A•• C•••••• to T•• C•••••••• G••••• L••left Dec 31, 2010, registered Jan 4, 2011 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address