DFX Intelligence
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Reading the graph
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Advisor at C•••••• S••••• • C••• I•••
Birmingham, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 26, 2022 | n/a | yes | Birmingham, MI | Current employment |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jun 17, 2014 | Sep 7, 2023 | no | BIRMINGHAM, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Sep 7, 2023 | Jan 26, 2022 | -589 | Bulk transfer | RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 14, 2022 | Jun 17, 2014 |
| T• A••••••••• I••• | Former SEC adviser | Jun 17, 2014 | Oct 14, 2022 | no | Birmingham, MI|TRAVERSE CITY, MI|OMAHA, NE | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Jul 17, 2013 | May 16, 2014 | no | BLOOMFIELD, MI|DETROIT, MI|GROSSE POINTE FARMS, MI|GROSSE POINTE FARMS, MI|WEST BLOOMFIELD, MI|SOUTHFIELD, MI|SOUTHFIELD, MI | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2011 | Jul 11, 2013 | no | Rochester, MI | Previous registration |
| -3,041 |
| Bulk transfer |
| Other |
| F•••• T•••• S••••••••• I••• | T• A••••••••• I••• | May 16, 2014 | Jun 17, 2014 | 32 | Firm change | Other |
| M••••• S•••••• | F•••• T•••• S••••••••• I••• | Jul 11, 2013 | Jul 17, 2013 | 6 | Firm change | Other |