R•••••• R•••••• R••••

• C•••••• S••••• • C••• I••• national BD current
  since Jan 26, 2022 · Birmingham, Mi
• T• A••••••••• I••••••••• M••••••••• L•• former
  Jun 17, 2014 to Sep 7, 2023 · Birmingham, Mi
• T• A••••••••• I••• former
  Jun 17, 2014 to Oct 14, 2022 · Birmingham, Mi
• F•••• T•••• S••••••••• I••• BD affiliated
  Jul 17, 2013 to May 16, 2014 · Bloomfield, Mi
• M••••• S•••••• wirehouse
  Jun 1, 2011 to Jul 11, 2013 · Rochester, Mi

• T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
  left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Oct 14, 2022, registered Jun 17, 2014 (-3041 days) · corporate re-registration, not a move
• F•••• T•••• S••••••••• I••• to T• A••••••••• I•••
  left May 16, 2014, registered Jun 17, 2014 (32 days) · Other
• M••••• S•••••• to F•••• T•••• S••••••••• I•••
  left Jul 11, 2013, registered Jul 17, 2013 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address