DFX Intelligence

J•••••• R• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J•••••• R• B••••

Advisor at S••••••• P•••••• W••••• G•••• L••

TROY, MO | CHESTERFIELD, MO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• P•••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• P•••••• W••••• G•••• L••	Independent wealth	Nov 7, 2022	n/a	yes	CHESTERFIELD, MO\|TROY, MO	Current employment
A•••• P•••• A•••••••	Former SEC adviser	Dec 4, 2019	Dec 31, 2022	no	CHESTERFIELD, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	S••••••• P•••••• W••••• G•••• L••	Dec 31, 2022	Nov 7, 2022	-54	Firm change after gap	Ibd to new firm
A••••••••• F•••••••• S•••••••• L••	A•••• P•••• A•••••••	Dec 12, 2019	Dec 4, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
165127:323180:MO:2022-12-31	Dec 31, 2022	Nov 7, 2022	CHESTERFIELD, MO	Firm change after gap

Relationships

Registered with (3)

→ S••••••• P•••••• W••••• G•••• L••Registered adviserregistration: current employment
Nov 7, 2022 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Dec 4, 2019 to Dec 31, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 29, 2017 to Dec 12, 2019factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 29, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.