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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Jason Bruce Hagemann

Advisor at CETERA INVESTMENT ADVISERS LLC

PHOENIX, AZ | NORTHLAKE, TX

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Search this name across graphsid dfx:ria:45df11bc-16ee-90a9-3d46-3df1acbe2cd2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Dec 23, 2016
First registration: Sep 26, 2017
Dual registered: yes, broker-dealer
Other names: Jason Bruce Hagemann|Jason Hagemann
IAPD individual key: 6726361

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	PHOENIX, AZ\|NORTHLAKE, TX	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jul 31, 2024	Sep 5, 2025	no	Northlake, TX\|Phoenix, AZ\|DALLAS, TX	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Feb 10, 2020	Aug 5, 2024	no	Boca Raton, FL\|Carrollton, TX\|Northlake, TX	Previous registration
AMERICAN BEACON ADVISORS, INC.	Other adviser	Oct 2, 2018	Jan 31, 2020	no	IRVING, TX	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 13, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 26, 2017	Jul 13, 2018	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
ADVISORS ASSET MANAGEMENT, INC.	AVANTAX ADVISORY SERVICES	Aug 5, 2024	Jul 31, 2024	-5	Firm change	Other
AMERICAN BEACON ADVISORS, INC.	ADVISORS ASSET MANAGEMENT, INC.	Jan 31, 2020	Feb 10, 2020	10	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	AMERICAN BEACON ADVISORS, INC.	Sep 13, 2018	Oct 2, 2018	19	Firm change	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 31, 2024 to Sep 5, 2025factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 10, 2020 to Aug 5, 2024factForm ADV
→ AMERICAN BEACON ADVISORS, INC.Registered adviserregistration: previous registration
Oct 2, 2018 to Jan 31, 2020factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 13, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 26, 2017 to Jul 13, 2018factForm ADV

Dated events

Occurred
Aug 5, 2024
Advisor changed firm
Jason Bruce Hagemann left Advisors Asset Management, Inc. for Avantax Advisory Services (registered 2024-07-31)
Form ADVobserved 5 days ago