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N••••••• S••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

N••••••• S••••• C•••••

Advisor at R•• W••••• B•••••••• I•••

MONTCLAIR, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45fc1429-45a5-48f2-5b38-3aba3e37a452

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jul 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• B•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• B•••••••• I•••	Independent wealth	Apr 22, 2026	n/a	yes	MONTCLAIR, NJ	Current employment
A•••• • A••••••• G••••• P•••••••	Independent wealth	Dec 1, 2023	Jun 1, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• • A••••••• G••••• P•••••••	R•• W••••• B•••••••• I•••	Jun 1, 2026	Apr 22, 2026	-40	Firm change after gap	RIA to RIA
A•••• C•••••• C••••	A•••• • A••••••• G••••• P•••••••	Dec 22, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2882:6413:NJ:2021-04-26	Apr 26, 2021	Apr 22, 2021	MONTVALE, NJ	Firm change
6413:173064:NJ:2018-11-29	Nov 29, 2018	Jan 3, 2018	CRANFORD, NJ	Firm change after gap

Relationships

Registered with (7)

→ R•• W••••• B•••••••• I•••Registered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ A•••• • A••••••• G••••• P•••••••Registered adviserregistration: previous registration
Dec 1, 2023 to Jun 1, 2026factForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
Nov 9, 2021 to Dec 22, 2023factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
N••••••• S••••• C••••• left A•••• • A••••••• G••••• P••••••• for R•• W••••• B•••••••• I••• (registered 2026-04-22)
Form ADVobserved 7 days ago
Occurred
Dec 22, 2023
Advisor changed firm
N••••••• S••••• C••••• left A•••• C•••••• C•••• for A•••• • A••••••• G••••• P••••••• (registered 2023-12-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45fc1429-45a5-48f2-5b38-3aba3e37a452
First observed: Jul 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.