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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

DONOVAN AXEL MORRIS

Advisor at CHARLES SCHWAB & CO., INC.

New York City, NY

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Search this name across graphsid dfx:ria:460b00db-4d20-79a5-0eb9-b517fe3c9eb3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jan 15, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 13, 2020
First registration: Jan 15, 2020
Dual registered: yes, broker-dealer
Other names: Donovan Axel Morris Hernandez|Donovan Morris|Donovan Axel Morris|DONOVAN A MORRIS
IAPD individual key: 7149054

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 3, 2026	n/a	yes	New York City, NY	Current employment
MORGAN STANLEY	Wirehouse	Jul 8, 2025	Aug 13, 2026	no	Jersey City, NJ\|Jersey City, NJ	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jun 30, 2025	no	NEW YORK, NY\|BAYONNE, NJ\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 27, 2024	Mar 31, 2025	no	NEW YORK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Sep 5, 2023	Jun 12, 2024	no	Jersey City, NJ	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Dec 13, 2021	Sep 5, 2023	no	ARLINGTON, VA\|Lawrence, NJ\|Jersey City, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 19, 2021	Nov 1, 2021	no	RIVERSIDE, RI\|PENNINGTON, NJ\|PENNINGTON, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 15, 2020	Apr 12, 2021	no	PENNINGTON, NJ\|PENNINGTON, NJ\|NEW YORK, NY\|PENNINGTON, NJ\|PENNINGTON, NJ\|PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	CHARLES SCHWAB & CO., INC.	Aug 13, 2026	Sep 3, 2026	21	Firm change	Wirehouse to ibd
STRATEGIC ADVISERS LLC	MORGAN STANLEY	Jun 30, 2025	Jul 8, 2025	8	Firm change	Ibd to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 12, 2024	Jun 27, 2024	15	Firm change	Wirehouse to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	E*TRADE CAPITAL MANAGEMENT, LLC	Nov 1, 2021	Dec 13, 2021	42	Firm change	Wirehouse to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:288590:NJ:2024-06-12	Jun 12, 2024	Jun 27, 2024	JERSEY CITY, NJ	Firm change

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 8, 2025 to Aug 13, 2026factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jun 30, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 27, 2024 to Mar 31, 2025factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 13, 2021 to Sep 5, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 19, 2021 to Nov 1, 2021factForm ADV

Dated events

Occurred
Aug 13, 2026
Advisor changed firm
Donovan Axel Morris left Morgan Stanley for Charles Schwab & Co., Inc. (registered 2026-09-03)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2025
Advisor changed firm
Donovan Axel Morris left Strategic Advisers Llc for Morgan Stanley (registered 2025-07-08)
Form ADVobserved 5 days ago
Occurred
Jun 12, 2024
Advisor changed firm
Donovan Axel Morris left Morgan Stanley for Fidelity Personal And Workplace Advisors (registered 2024-06-27)
Form ADVobserved 5 days ago