DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Donovan Axel Morris

Charles Schwab & Co., Inc.national BDNew York City, Nydual registrantIAPD 7149054

Certified Financial Planner

Feed of 09/14/2026

Also filed as Donovan Axel Morris Hernandez

At current firm

0 y

since Sep 3, 2026

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Charles Schwab & Co., Inc. national BD current
since Sep 3, 2026 · New York City, Ny
Morgan Stanley wirehouse
Jul 8, 2025 to Aug 13, 2026 · Jersey City, Nj
Strategic Advisers LLC national BD
Mar 31, 2025 to Jun 30, 2025 · New York, Ny
Fidelity Personal And Workplace Advisors former
Jun 27, 2024 to Mar 31, 2025 · New York, Ny
Morgan Stanley wirehouse
Sep 5, 2023 to Jun 12, 2024 · Jersey City, Nj
E*Trade Capital Management, LLC former
Dec 13, 2021 to Sep 5, 2023 · Arlington, Va
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 19, 2021 to Nov 1, 2021 · Riverside, Ri
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 15, 2020 to Apr 12, 2021 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Charles Schwab & Co., Inc.
left Aug 13, 2026, registered Sep 3, 2026 (21 days) · Wirehouse to affiliated broker-dealer or bank
Strategic Advisers LLC to Morgan Stanley
left Jun 30, 2025, registered Jul 8, 2025 (8 days) · Affiliated broker-dealer or bank to wirehouse
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Morgan Stanley to Fidelity Personal And Workplace Advisors
left Jun 12, 2024, registered Jun 27, 2024 (15 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E*Trade Capital Management, LLC to Morgan Stanley
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to E*Trade Capital Management, LLC
left Nov 1, 2021, registered Dec 13, 2021 (42 days) · Wirehouse to independent RIA

Signals

Donovan Axel Morris left Morgan Stanley for Charles Schwab & Co., Inc. (registered 2026-09-03)
Aug 13, 2026 · Advisor changed firm · fact
Donovan Axel Morris left Strategic Advisers Llc for Morgan Stanley (registered 2025-07-08)
Jun 30, 2025 · Advisor changed firm · fact
Donovan Axel Morris left Morgan Stanley for Fidelity Personal And Workplace Advisors (registered 2024-06-27)
Jun 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address