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Advisor at THOMPSON WEALTH MANAGEMENT, INC.
CULVER CITY, CA | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REDHAWK WEALTH ADVISORS, INC. | Independent wealth | Dec 7, 2023 | n/a | yes | MINNEAPOLIS, MN|CULVER CITY, CA | Current employment |
| THOMPSON WEALTH MANAGEMENT, INC. | State registered | Jan 26, 2006 | n/a | yes | CULVER CITY, CA | Current employment |
| SSN ADVISORY, INC. | Former SEC adviser | Jan 19, 2005 | Apr 3, 2007 | no | CULVER CITY, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 30, 1998 | Feb 3, 2005 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SSN ADVISORY, INC. | THOMPSON WEALTH MANAGEMENT, INC. | Apr 3, 2007 | Jan 26, 2006 | -432 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | SSN ADVISORY, INC. | Feb 3, 2005 | Jan 19, 2005 | -15 | Firm change | Other |