RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• B•••• T•••••••
- Professional profile
- linkedin.com/in/george-thompson-2aa80272reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••••• W••••• A•••••••• I••• independent RIA currentsince Dec 7, 2023 · Minneapolis, Mn
- T••••••• W••••• M••••••••• I••• state registered currentsince Jan 26, 2006 · Culver City, Ca
- S•• A•••••••• I••• formerJan 19, 2005 to Apr 3, 2007 · Culver City, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 30, 1998 to Feb 3, 2005 · Los Angeles, Ca
- S•• A•••••••• I••• to T••••••• W••••• M••••••••• I•••left Apr 3, 2007, registered Jan 26, 2006 (-432 days) · Other
- C•••••••• G••••• M•••••• I••• to S•• A•••••••• I•••left Feb 3, 2005, registered Jan 19, 2005 (-15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address