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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

FRANK PATRICK CUNNANE

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Chardon, OH

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Search this name across graphsid dfx:ria:46126f53-48d6-d18e-a4c7-4e8288476467

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Jul 7, 1986
First registration: Dec 14, 2000
Dual registered: yes, broker-dealer
Other names: PAT CUNNANE|FRANK P CUNNANE|F PATRICK CUNNANE|F PAT CUNNANE
IAPD individual key: 1513954

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 29, 2023	n/a	yes	Chardon, OH\|Chardon, OH	Current employment
MASTERS CONSULTING GROUP	Former SEC adviser	Jan 27, 2015	Sep 6, 2023	no	CHARDON, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 30, 2011	Sep 8, 2023	no	CHARDON, OH\|SAN DIEGO, CA\|CHARDON, OH\|BONITA SPRINGS, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 7, 2007	Dec 2, 2011	no	CHARDON, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Dec 7, 2007	no	PEPPER PIKE, OH\|PEPPER PIKE, OH	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Dec 14, 2000	Jul 1, 2003	no	MAYFIELD HEIGHTS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MASTERS CONSULTING GROUP	Sep 8, 2023	Jan 27, 2015	-3,146	Firm change after gap	Ibd to RIA
MASTERS CONSULTING GROUP	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 6, 2023	Aug 29, 2023	-8	Firm change	RIA to ibd
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Dec 2, 2011	Nov 30, 2011	-2	Firm change	Other
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Dec 7, 2007	Dec 7, 2007	0	Channel change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
173630:6363:OH:2023-09-06	Sep 6, 2023	Aug 29, 2023	CHARDON, OH	Firm change

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Aug 29, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 30, 2011 to Sep 8, 2023factForm ADV
→ MASTERS CONSULTING GROUPRegistered adviserregistration: previous registration
Jan 27, 2015 to Sep 6, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 7, 2007 to Dec 2, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Dec 7, 2007factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Dec 14, 2000 to Jul 1, 2003factForm ADV

Dated events

Occurred
Sep 8, 2023
Advisor changed firm
Frank Patrick Cunnane left Lpl Financial Llc for Masters Consulting Group (registered 2015-01-27)
Form ADVobserved 6 days ago
Occurred
Sep 6, 2023
Advisor changed firm
Frank Patrick Cunnane left Masters Consulting Group for Ameriprise Financial Services, Llc (registered 2023-08-29)
Form ADVobserved 6 days ago