RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M••••• D••••
- S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Jul 11, 2024 · Clearwater, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 4, 2016 to Jul 11, 2024 · Largo, Fl
- A•••• M••••••••• F•••••••• S••••••• I••• state registeredOct 28, 2013 to Jul 12, 2016 · Clearwater, Fl
- S••••••••• A•••••• A•••••••• I••• formerSep 12, 2012 to Oct 21, 2013 · Clearwater, Fl
- B••••• A•••• M••••••••• I••• formerDec 8, 2011 to May 15, 2012 · Clearwater, Fl
- G•••• C•••••• M••••••••• L•• asset managerDec 13, 2010 to Nov 1, 2011 · Tampa, Fl
- C••••• I••••••••• A••••••• L•• to S•••••• P••••••• I••••••••• A•••••••• L••left Jul 11, 2024, registered Jul 11, 2024 (0 days) · Affiliated broker-dealer or bank to another
- A•••• M••••••••• F•••••••• S••••••• I••• to C••••• I••••••••• A••••••• L••left Jul 12, 2016, registered Aug 4, 2016 (23 days) · Other
- S••••••••• A•••••• A•••••••• I••• to A•••• M••••••••• F•••••••• S••••••• I•••left Oct 21, 2013, registered Oct 28, 2013 (7 days) · Other
- B••••• A•••• M••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left May 15, 2012, registered Sep 12, 2012 (120 days) · Other
- G•••• C•••••• M••••••••• L•• to B••••• A•••• M••••••••• I•••left Nov 1, 2011, registered Dec 8, 2011 (37 days) · Other
- A••••• M••••• D•••• left C••••• I••••••••• A••••••• L•• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2024-07-11)Jul 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address