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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Independence, OH | University Heights, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 11, 2023 | n/a | yes | Independence, OH|University Heights, OH | Current employment |
| GOLDEN RESERVE RETIREMENT, LLC | Independent wealth | Feb 4, 2021 | Nov 11, 2022 | no | DUBLIN, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 21, 2012 | Oct 23, 2019 | no | CLEVELAND, OH|CLEVELAND, OH|PEPPER PIKE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GOLDEN RESERVE RETIREMENT, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 11, 2022 | Jan 11, 2023 | 61 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | GOLDEN RESERVE RETIREMENT, LLC | Oct 23, 2019 | Feb 4, 2021 | 470 | Firm change after gap | Wirehouse to RIA |