DFX Intelligence

J••• N••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

J••• N••••• D•••••

Advisor at N•••••• E••••••••• I•••

FISHERS, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 5:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Dec 4, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• E••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• E••••••••• I•••	State registered	Jul 10, 2026	n/a	yes	FISHERS, IN	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Aug 18, 2025	Jun 17, 2026	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	N•••••• E••••••••• I•••	Jun 17, 2026	Jul 10, 2026	23	Firm change	Ibd to state RIA
L••••• F•••••••• G••••• L••	L•• E••••••••• L••	Jul 24, 2025	Aug 18, 2025

Relationships

Registered with (7)

→ N•••••• E••••••••• I•••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Aug 18, 2025 to Jun 17, 2026factForm ADV
→ L••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
May 9, 2025 to Jul 24, 2025factForm ADV
→ T••••••••• R••••••••• A•••••••• L••

Dated events

Order

Occurred
17 Jun 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
24 Jul 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
5 May 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
3 Jun 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
29 Feb 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 4, 2020
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.