DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Nelson Duncan

Norwood Economics, Inc.state registeredFishers, InIA-onlyIAPD 7194062

Feed of 09/14/2026

Also filed as John Nelson Duncan-Harris

At current firm

0 y

since Jul 10, 2026

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Norwood Economics, Inc. state registered current
since Jul 10, 2026 · Fishers, In
LPL Enterprise, LLC BD affiliated
Aug 18, 2025 to Jun 17, 2026 · Indianapolis, In
Larson Financial Group, LLC BD affiliated
May 9, 2025 to Jul 24, 2025 · Indianapolis, In
Transamerica Retirement Advisors, LLC BD affiliated
Jul 24, 2024 to May 5, 2025 · Indianapolis, In
First Command Advisory Services BD affiliated
Apr 26, 2024 to Jun 3, 2024 · Tuscon, Az
Fidelity Personal And Workplace Advisors former
Aug 4, 2022 to Feb 29, 2024 · Tucson, Az
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 4, 2020 to Jul 9, 2022 · Tucson, Az

Moves

a registration end followed by a registration begin elsewhere

LPL Enterprise, LLC to Norwood Economics, Inc.
left Jun 17, 2026, registered Jul 10, 2026 (23 days) · Affiliated broker-dealer or bank to a state-registered adviser
Larson Financial Group, LLC to LPL Enterprise, LLC
left Jul 24, 2025, registered Aug 18, 2025 (25 days) · Affiliated broker-dealer or bank to another
Transamerica Retirement Advisors, LLC to Larson Financial Group, LLC
left May 5, 2025, registered May 9, 2025 (4 days) · Affiliated broker-dealer or bank to another
First Command Advisory Services to Transamerica Retirement Advisors, LLC
left Jun 3, 2024, registered Jul 24, 2024 (51 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to First Command Advisory Services
left Feb 29, 2024, registered Apr 26, 2024 (57 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fidelity Personal And Workplace Advisors
left Jul 9, 2022, registered Aug 4, 2022 (26 days) · Wirehouse to affiliated broker-dealer or bank

Signals

John Nelson Duncan left Lpl Enterprise, Llc for Norwood Economics, Inc. (registered 2026-07-10)
Jun 17, 2026 · Advisor changed firm · fact
John Nelson Duncan left Larson Financial Group, Llc for Lpl Enterprise, Llc (registered 2025-08-18)
Jul 24, 2025 · Advisor changed firm · fact
John Nelson Duncan left Transamerica Retirement Advisors, Llc for Larson Financial Group, Llc (registered 2025-05-09)
May 5, 2025 · Advisor changed firm · fact
John Nelson Duncan left First Command Advisory Services for Transamerica Retirement Advisors, Llc (registered 2024-07-24)
Jun 3, 2024 · Advisor changed firm · fact
John Nelson Duncan left Fidelity Personal And Workplace Advisors for First Command Advisory Services (registered 2024-04-26)
Feb 29, 2024 · Advisor changed firm · fact
John Nelson Duncan left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fidelity Personal And Workplace Advisors (registered 2022-08-04)
Jul 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address