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RIA / WealthAdvisorCertified Financial Planner21 years in industry

CORY MATTHEW DAVENPORT

Advisor at SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC

VANDALIA, OH | DAYTON, OH

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Search this name across graphsid dfx:ria:463871ee-b251-aff4-874b-9c5deafd84d5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 9, 2005
First registration: Feb 10, 2005
Dual registered: no
IAPD individual key: 4750954

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE DAVENPORT FINANCIAL GROUP, INC.	State registered	Mar 4, 2016	n/a	yes	DAYTON, OH	Current employment
SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC	State registered	Oct 31, 2012	n/a	yes	DAYTON, OH\|VANDALIA, OH	Current employment
OSAIC FS, INC.	Former SEC adviser	Mar 31, 2008	Nov 28, 2012	no	VANDALIA, OH\|KETTERING, OH	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Sep 8, 2006	Jan 14, 2008	no	CENTERVILLE, OH\|BELLBROOK, OH	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Feb 14, 2006	Aug 21, 2006	no	SPRINGBORO, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 10, 2005	Nov 5, 2005	no	DAYTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC	Nov 28, 2012	Oct 31, 2012	-28	Firm change	Other
HUNTINGTON FINANCIAL ADVISORS	OSAIC FS, INC.	Jan 14, 2008	Mar 31, 2008	77	Firm change	Other
NATCITY INVESTMENTS, INC.	HUNTINGTON FINANCIAL ADVISORS	Aug 21, 2006	Sep 8, 2006	18	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NATCITY INVESTMENTS, INC.	Nov 5, 2005	Feb 14, 2006	101	Firm change	Other

Relationships

Registered with (6)

→ THE DAVENPORT FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Mar 4, 2016 to presentfactForm ADV
→ SOUND FINANCIAL INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 31, 2012 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Mar 31, 2008 to Nov 28, 2012factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 8, 2006 to Jan 14, 2008factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 14, 2006 to Aug 21, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 10, 2005 to Nov 5, 2005factForm ADV

Dated events

No dated event names this entity yet.