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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HEBER FUGER WENDIN INC

CRD 105668

BLOOMFIELD, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:463b0495-3410-23f7-14ec-c1a9b671ee68

Data as of Mar 23, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 8
On other graphs: 0
Observed: Mar 30, 2012 to Mar 23, 2022
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $7.9BItem 5.F on the latest filing (2022-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $326M
Private client RAUM: $111MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 281
Individual clients: 68
High net worth clients: 20
SEC number: 801-570
CRD: 105668
Filings on the tape: 15
First filed: Mar 30, 2012
Latest filed: Mar 23, 2022
Organised: Corporation, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARNES, DAVID, GORDON	PRESIDENT, CCO	D	yes	12/2012	Mar 30, 2012	Mar 23, 2022
BARNES, HEIDI, BRELSFORD	TREASURER/SYSTEMS MGR.	C	yes	12/2012	Mar 30, 2012	Mar 23, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 23, 2022	$7.9B	$326M	11	7	0	n/a	n/a
2020	Mar 12, 2021	$5.7B	$273M	11	7	0	n/a	n/a
2019	Mar 31, 2020	$4.1B	$219M	11	7	0	n/a	n/a
2018	Mar 27, 2019	$4.0B	$179M	10	6	0	n/a	n/a
2017	Mar 29, 2018	$4.4B	$169M	10	6	0	n/a	n/a
2016	Mar 24, 2017	$4.5B	$156M	9	8	n/a	n/a	n/a
2015	Mar 16, 2016	$4.6B	$107M	8	7	n/a	n/a	n/a
2014	Mar 18, 2015	$4.5B	$81.1M	8	7	n/a	n/a	n/a
2013	Apr 2, 2014	$4.7B	$64.6M	8	7	n/a	n/a	n/a
2012	Jan 14, 2013	$4.6B	$40.9M	7	6	n/a	n/a	n/a
2011	Mar 30, 2012	$4.2B	$37.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$7.9B	$5.7B	40.1%	$4.0B	25.8%	11	11	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	4	Oct 14, 2022	Aug 1, 2022	BLOOMFIELD, MI	Firm absorbed	Other	100.0%

Relationships

Controls (2)

← BARNES, HEIDI, BRELSFORDOwnerTREASURER/SYSTEMS MGR., ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← BARNES, DAVID, GORDONOwnerPRESIDENT, CCO, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (6)

← EDWARD JOHN MEIERAdvisorregistration: previous registration
Feb 18, 2021 to Oct 14, 2022factForm ADV
← CHRISTOPHER RANDOLPH BACCELLAAdvisorregistration: previous registration
Jan 3, 2022 to Oct 14, 2022factForm ADV
← DONALD BIRRELL JEFFERYAdvisorregistration: previous registration
Apr 6, 2010 to Oct 14, 2022factForm ADV
← Gary L AltmanAdvisorregistration: previous registration
Feb 6, 2018 to Oct 14, 2022factForm ADV
← REBECCA L. GERSONDEAdvisorregistration: previous registration
Jul 2, 2010 to Oct 5, 2022factForm ADV
← BRADLEY ALLEN DAVISAdvisorregistration: previous registration
Oct 23, 2019 to Nov 8, 2021factForm ADV

Moved with (1)

→ MARINERRegistered adviser4 advisors, firm absorbed, same day
Oct 14, 2022 to Aug 1, 2022factForm ADV

Dated events

Occurred
Oct 14, 2022
Firm absorbed
Heber Fuger Wendin Inc's advisors moved to Mariner (Bloomfield, MI): 4 of 4 registered, on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Oct 14, 2022
Advisor changed firm
Gary L Altman left Heber Fuger Wendin Inc for Mariner (registered 2022-08-01)
Form ADVobserved 4 days ago
Occurred
Oct 14, 2022
Advisor changed firm
Edward John Meier left Heber Fuger Wendin Inc for Mariner (registered 2022-08-01)
Form ADVobserved 4 days ago
Occurred
Oct 14, 2022
Advisor changed firm
Donald Birrell Jeffery left Heber Fuger Wendin Inc for Mariner (registered 2022-08-01)
Form ADVobserved 4 days ago
Occurred
Oct 14, 2022
Advisor changed firm
Christopher Randolph Baccella left Heber Fuger Wendin Inc for Mariner (registered 2022-08-01)
Form ADVobserved 4 days ago
Occurred
Oct 5, 2022
Advisor changed firm
Rebecca L. Gersonde left Heber Fuger Wendin Inc for Mcqueen Financial Advisors Ii, Inc. (registered 2025-01-17)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2022
Regulatory AUM changed
Heber Fuger Wendin Inc reported RAUM $7.9B, up 53% from $5.2B (2021-11-08 to 2022-03-23)
Form ADVobserved 4 days ago
$2.7B
Occurred
Mar 12, 2021
Regulatory AUM changed
Heber Fuger Wendin Inc reported RAUM $5.7B, up 37% from $4.1B (2020-06-24 to 2021-03-12)
Form ADVobserved 4 days ago
$1.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:463b0495-3410-23f7-14ec-c1a9b671ee68
First observed: Mar 30, 2012
Last observed: Mar 23, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HEBER FUGER WENDIN INC

CRD 105668

BLOOMFIELD, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:463b0495-3410-23f7-14ec-c1a9b671ee68

Data as of Mar 23, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARNES, DAVID, GORDON

PRESIDENT, CCO

yes

12/2012

Mar 30, 2012

Mar 23, 2022

BARNES, HEIDI, BRELSFORD

TREASURER/SYSTEMS MGR.

yes

12/2012

Mar 30, 2012

Mar 23, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 23, 2022

$7.9B

$326M

n/a

2020

Mar 12, 2021

$5.7B

$273M

n/a

2019

Mar 31, 2020

$4.1B

$219M

n/a

2018

Mar 27, 2019

$4.0B

$179M

n/a

2017

Mar 29, 2018

$4.4B

$169M

n/a

2016

Mar 24, 2017

$4.5B

$156M

n/a

2015

Mar 16, 2016

$4.6B

$107M

n/a

2014

Mar 18, 2015

$4.5B

$81.1M

n/a

2013

Apr 2, 2014

$4.7B

$64.6M

n/a

2012

Jan 14, 2013

$4.6B

$40.9M

n/a

2011

Mar 30, 2012

$4.2B

$37.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$7.9B

$5.7B

40.1%

$4.0B

25.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Oct 14, 2022

Aug 1, 2022

BLOOMFIELD, MI

Firm absorbed

Other

100.0%