This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 1990earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Dec 9, 2017

First registration

Feb 6, 2018

Dual registered

yes, broker-dealer

Other names

Gary Altman

IAPD individual key

6891828

• Occurred

  Jul 14, 2023
  Advisor changed firm

  Gary L Altman left Mariner for Lpl Financial Llc (registered 2023-07-10)

  Form ADVobserved 6 days ago
• Occurred

  Oct 14, 2022
  Advisor changed firm

  Gary L Altman left Heber Fuger Wendin Inc for Mariner (registered 2022-08-01)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:400d79ee-af52-147c-a061-785a7e1199f1

First observed

Feb 6, 2018

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.