DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MARINER
Marlborough, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Jan 13, 2025 | n/a | yes | Marlborough, MA | Current employment |
| TRITON FINANCIAL GROUP, INC. | Former SEC adviser | Feb 15, 2011 | Feb 18, 2025 | no | MARLBOROUGH, MA | Previous registration |
| TRITON FINANCIAL GROUP, INC. | Former SEC adviser | Jul 20, 2010 | Dec 31, 2010 | no | MARLBOROUGH, MA | Previous registration |
| R.K. GUSTAFSON FINANCIAL | n/a | Mar 22, 2005 | Dec 22, 2010 | no | MARLBOROUGH, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRITON FINANCIAL GROUP, INC. | Mariner | Feb 18, 2025 | Jan 13, 2025 | -36 | Firm change after gap | RIA to ibd |
| R.K. GUSTAFSON FINANCIAL | TRITON FINANCIAL GROUP, INC. | Dec 22, 2010 | Jul 20, 2010 | -155 | Firm change after gap | Other |