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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Sparks Glencoe, MD | West Chester, PA | Bryn Mawr, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 5, 2025 | n/a | yes | Sparks Glencoe, MD|West Chester, PA|Bryn Mawr, PA | Current employment |
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 19, 2021 | May 7, 2025 | no | ATLANTA, GA|West Chester, PA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 2, 2020 | Jan 20, 2021 | no | West Chester, PA | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Feb 21, 2012 | Mar 6, 2020 | no | PHILADELPHIA, PA|RADNOR, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 23, 2006 | Jan 3, 2012 | no | PHILADELPHIA, PA|PHILADELPHIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 7, 2025 | May 5, 2025 | -2 | Firm change | Ibd to ibd |
| COMMONWEALTH FINANCIAL NETWORK | OSAIC ADVISORY SERVICES, LLC | Jan 20, 2021 | Jan 19, 2021 | -1 | Firm change | Ibd to ibd |
| OPPENHEIMER & CO. INC. | COMMONWEALTH FINANCIAL NETWORK | Mar 6, 2020 | Mar 2, 2020 | -4 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | OPPENHEIMER & CO. INC. | Jan 3, 2012 | Feb 21, 2012 | 49 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171070:134139:GA:2025-05-07 | May 7, 2025 | May 5, 2025 | ATLANTA, GA | Firm change |
| 8032:171070:PA:2021-01-19 | Jan 20, 2021 | Jan 19, 2021 | WEST CHESTER, PA | Firm change |