DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J•••••• C•••••• M••••••••• L••
HIGHLAND, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J•••••• C•••••• M••••••••• L•• | Former SEC adviser | Feb 7, 2024 | n/a | yes | HIGHLAND, UT | Current employment |
| J•••••• C•••••• M••••••••• L•• | Former SEC adviser | Jul 26, 2023 | Dec 31, 2023 | no | HIGHLAND, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J•••••• C•••••• M••••••••• L•• | A•••• C•••••• M••••••••• L•• | Dec 31, 2019 | Dec 11, 2015 | -1,481 | Firm change after gap | Other |
| O•••• W•••••• I••• | J•••••• C•••••• M••••••••• L•• | Jan 7, 2019 | Oct 17, 2007 |
| J•••••• C•••••• M••••••••• L•• | Former SEC adviser | Jul 5, 2022 | Dec 31, 2022 | no | HIGHLAND, UT | Previous registration |
| J•••••• C•••••• M••••••••• L•• | Former SEC adviser | May 4, 2021 | Dec 31, 2021 | no | HIGHLAND, UT | Previous registration |
| A•••• C•••••• M••••••••• L•• | n/a | Dec 11, 2015 | Mar 9, 2018 | no | PLACITAS, NM | Previous registration |
| J•••••• C•••••• M••••••••• L•• | Former SEC adviser | Apr 22, 2015 | Dec 31, 2019 | no | HIGHLAND, UT | Previous registration |
| P••••••• B•••••• F•••••••• | n/a | Feb 19, 2015 | Nov 21, 2018 | no | LAKEWOOD, CO | Previous registration |
| J•••••• C•••••• M••••••••• L•• | Former SEC adviser | Oct 17, 2007 | Feb 27, 2015 | no | HIGHLAND, UT | Previous registration |
| P••••••• B•••••• S••••••• O• C••••••• | n/a | Jan 1, 1999 | Sep 18, 2003 | no | WHEATRIDGE, CO | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 1, 1999 | Jan 7, 2019 | no | LAKEWOOD, CO|WHEAT RIDGE, CO | Previous registration |
| -4,100 |
| Firm change after gap |
| Other |
| P••••••• B•••••• F•••••••• | J•••••• C•••••• M••••••••• L•• | Nov 21, 2018 | Apr 22, 2015 | -1,309 | Firm change after gap | Other |
| A•••• C•••••• M••••••••• L•• | J•••••• C•••••• M••••••••• L•• | Mar 9, 2018 | May 4, 2021 | 1,152 | Firm change after gap | Other |
| J•••••• C•••••• M••••••••• L•• | P••••••• B•••••• F•••••••• | Feb 27, 2015 | Feb 19, 2015 | -8 | Firm change | Other |
| P••••••• B•••••• S••••••• O• C••••••• | O•••• W•••••• I••• | Sep 18, 2003 | Jan 1, 1999 | -1,721 | Firm change after gap | Other |