RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••• M••••••
- J•••••• C•••••• M••••••••• L•• former currentsince Feb 7, 2024 · Highland, Ut
- J•••••• C•••••• M••••••••• L•• formerJul 26, 2023 to Dec 31, 2023 · Highland, Ut
- J•••••• C•••••• M••••••••• L•• formerJul 5, 2022 to Dec 31, 2022 · Highland, Ut
- J•••••• C•••••• M••••••••• L•• formerMay 4, 2021 to Dec 31, 2021 · Highland, Ut
- A•••• C•••••• M••••••••• L•• unclassifiedDec 11, 2015 to Mar 9, 2018 · Placitas, Nm
- J•••••• C•••••• M••••••••• L•• formerApr 22, 2015 to Dec 31, 2019 · Highland, Ut
- P••••••• B•••••• F•••••••• unclassifiedFeb 19, 2015 to Nov 21, 2018 · Lakewood, Co
- J•••••• C•••••• M••••••••• L•• formerOct 17, 2007 to Feb 27, 2015 · Highland, Ut
- O•••• W•••••• I••• BD affiliatedJan 1, 1999 to Jan 7, 2019 · Lakewood, Co
- P••••••• B•••••• S••••••• O• C••••••• unclassifiedJan 1, 1999 to Sep 18, 2003 · Wheatridge, Co
- J•••••• C•••••• M••••••••• L•• to A•••• C•••••• M••••••••• L••left Dec 31, 2019, registered Dec 11, 2015 (-1481 days) · Other
- O•••• W•••••• I••• to J•••••• C•••••• M••••••••• L••left Jan 7, 2019, registered Oct 17, 2007 (-4100 days) · Other
- P••••••• B•••••• F•••••••• to J•••••• C•••••• M••••••••• L••left Nov 21, 2018, registered Apr 22, 2015 (-1309 days) · Other
- A•••• C•••••• M••••••••• L•• to J•••••• C•••••• M••••••••• L••left Mar 9, 2018, registered May 4, 2021 (1152 days) · Other
- J•••••• C•••••• M••••••••• L•• to P••••••• B•••••• F••••••••left Feb 27, 2015, registered Feb 19, 2015 (-8 days) · Other
- P••••••• B•••••• S••••••• O• C••••••• to O•••• W•••••• I•••left Sep 18, 2003, registered Jan 1, 1999 (-1721 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address