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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Aloysius A Przygocki

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

Alpharetta, GA | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:46b16cd3-8aaa-d4c4-af6c-b0a42a0cecf4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Jun 18, 2012
First registration: Jan 2, 2004
Dual registered: yes, broker-dealer
Other names: ALOYSIUS ARTHUR PRZYGOCKI|Al Przygocki|Aloysius Przygocki
IAPD individual key: 4670853

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Apr 5, 2024	n/a	yes	MINNEAPOLIS, MN\|Alpharetta, GA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 18, 2022	Jan 25, 2023	no	Atlanta, GA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jun 21, 2012	Feb 23, 2022	no	ARLINGTON, VA\|Alpharetta, GA\|Alpharetta, GA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 18, 2006	Jan 20, 2007	no	Atlanta, GA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	May 19, 2005	Aug 19, 2005	no	ATLANTA, GA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 2, 2004	Apr 18, 2005	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Jan 25, 2023	Apr 5, 2024	436	Firm change after gap	Ibd to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 23, 2022	Mar 18, 2022	23	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Jan 20, 2007	Jun 21, 2012	1,979	Firm change after gap	Other
ESI FINANCIAL ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 19, 2005	Jul 18, 2006	333	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	ESI FINANCIAL ADVISORS	Apr 18, 2005	May 19, 2005	31	Firm change	Other

Relationships

Registered with (4)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
Apr 5, 2024 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 18, 2022 to Jan 25, 2023factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 21, 2012 to Feb 23, 2022factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 19, 2005 to Aug 19, 2005factForm ADV

Dated events

Occurred
Jan 25, 2023
Advisor changed firm
Aloysius A Przygocki left Ameriprise Financial Services, Llc for Thrivent Investment Management Inc. (registered 2024-04-05)
Form ADVobserved 4 days ago
Occurred
Feb 23, 2022
Advisor changed firm
Aloysius A Przygocki left E*Trade Capital Management, Llc for Ameriprise Financial Services, Llc (registered 2022-03-18)
Form ADVobserved 4 days ago