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RIA / WealthAdvisor33 years in industry

WILLIAM PATRICK CAREY

Advisor at PRIME CAPITAL FINANCIAL

POMPANO BEACH, FL | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46b927fb-b49d-aa94-2b8a-c947182a44a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 18, 1993
First registration: Mar 29, 2001
Dual registered: no
Other names: BILL CAREY
IAPD individual key: 1041010

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Mar 11, 2022	n/a	yes	OVERLAND PARK, KS\|POMPANO BEACH, FL	Current employment
20/20 CAPITAL MANAGEMENT, INC	Former SEC adviser	Mar 19, 2019	Dec 31, 2022	no	POMPANO BEACH, FL	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Aug 26, 2004	Aug 9, 2019	no	POMPANO BEACH, FL\|LINCOLN, NE\|POMPANO BEACH, FL\|LINCOLN, NE\|Austin, TX\|Lincoln, NE	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 29, 2001	Aug 13, 2003	no	FORT LAUDERDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
20/20 CAPITAL MANAGEMENT, INC	PRIME CAPITAL FINANCIAL	Dec 31, 2022	Mar 11, 2022	-295	Firm change after gap	RIA to RIA
AMERITAS ADVISORY SERVICES	20/20 CAPITAL MANAGEMENT, INC	Aug 9, 2019	Mar 19, 2019	-143	Firm change after gap	Ibd to RIA
EQUITABLE ADVISORS, LLC	AMERITAS ADVISORY SERVICES	Aug 13, 2003	Aug 26, 2004	379	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281692:288712:FL:2022-12-31	Dec 31, 2022	Mar 11, 2022	POMPANO BEACH, FL	Firm change after gap
14869:281692:NE:2019-08-09	Aug 9, 2019	Mar 19, 2019	LINCOLN, NE	Firm change after gap

Relationships

Registered with (4)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Mar 11, 2022 to presentfactForm ADV
→ 20/20 CAPITAL MANAGEMENT, INCRegistered adviserregistration: previous registration
Mar 19, 2019 to Dec 31, 2022factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Aug 26, 2004 to Aug 9, 2019factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 29, 2001 to Aug 13, 2003factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
William Patrick Carey left 20/20 Capital Management, Inc for Prime Capital Financial (registered 2022-03-11)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46b927fb-b49d-aa94-2b8a-c947182a44a5
First observed: Mar 29, 2001
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILLIAM PATRICK CAREY

Advisor at PRIME CAPITAL FINANCIAL

POMPANO BEACH, FL | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46b927fb-b49d-aa94-2b8a-c947182a44a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PRIME CAPITAL FINANCIAL

Mixed wealth

Mar 11, 2022

n/a

yes

OVERLAND PARK, KS|POMPANO BEACH, FL

Current employment

20/20 CAPITAL MANAGEMENT, INC

Former SEC adviser

Mar 19, 2019

Dec 31, 2022

POMPANO BEACH, FL

Previous registration

AMERITAS ADVISORY SERVICES

Former SEC adviser

Aug 26, 2004

Aug 9, 2019

Previous registration

EQUITABLE ADVISORS, LLC

National bd RIA

Mar 29, 2001

Aug 13, 2003

FORT LAUDERDALE, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

20/20 CAPITAL MANAGEMENT, INC

PRIME CAPITAL FINANCIAL

Dec 31, 2022

Mar 11, 2022

-295

Firm change after gap

RIA to RIA

AMERITAS ADVISORY SERVICES

20/20 CAPITAL MANAGEMENT, INC

Aug 9, 2019

Mar 19, 2019

-143

Firm change after gap

Ibd to RIA

EQUITABLE ADVISORS, LLC

AMERITAS ADVISORY SERVICES

Aug 13, 2003

Aug 26, 2004

379

Firm change

Other

Team

Left

Joined

From

Kind

281692:288712:FL:2022-12-31

Dec 31, 2022

Mar 11, 2022

POMPANO BEACH, FL

Firm change after gap

14869:281692:NE:2019-08-09

Aug 9, 2019

Mar 19, 2019

LINCOLN, NE

Firm change after gap