DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Patrick Carey
Feed of 09/14/2026
Also filed as Bill Carey
At current firm
4 y
since Mar 11, 2022
In the industry
33 y
since Jan 18, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prime Capital Financial mixed wealth currentsince Mar 11, 2022 · Overland Park, Ks
- 20/20 Capital Management, Inc formerMar 19, 2019 to Dec 31, 2022 · Pompano Beach, Fl
- Ameritas Advisory Services formerAug 26, 2004 to Aug 9, 2019 · Pompano Beach, Fl
- Equitable Advisors, LLC national BDMar 29, 2001 to Aug 13, 2003 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- 20/20 Capital Management, Inc to Prime Capital Financialleft Dec 31, 2022, registered Mar 11, 2022 (-295 days) · RIA to RIA · moved with a team
- Ameritas Advisory Services to 20/20 Capital Management, Incleft Aug 9, 2019, registered Mar 19, 2019 (-143 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Equitable Advisors, LLC to Ameritas Advisory Servicesleft Aug 13, 2003, registered Aug 26, 2004 (379 days) · Other
Signals
- William Patrick Carey left 20/20 Capital Management, Inc for Prime Capital Financial (registered 2022-03-11)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address