DFX Intelligence

A••••• S•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

A••••• S•••• T•••••

Advisor at V••••••• A•••••••• I•••

Plano, TX

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Search this name across graphsid dfx:ria:46bd45d4-d19c-f546-eaad-ee1d431b61c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Sep 16, 2021	n/a	yes	Plano, TX	Current employment
F•••• C•••••• A••••••• S•••••••	Bd affiliated wealth	Apr 1, 2020	Sep 13, 2021	no	FORT WORTH, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C•••••• A••••••• S•••••••	V••••••• A•••••••• I•••	Sep 13, 2021	Sep 16, 2021	3	Firm change	Ibd to ibd
L••• W••••• M•••••••••	F•••• C•••••• A••••••• S•••••••	Apr 15, 2019	May 6, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7870:111514:TX:2017-07-28	Aug 4, 2017	Sep 2, 2014	DALLAS, TX	Firm change after gap

Relationships

Registered with (6)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 16, 2021 to presentfactForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Apr 1, 2020 to Sep 13, 2021factForm ADV
→ L••• W••••• M•••••••••Registered adviserregistration: previous registration
Dec 20, 2018 to Apr 15, 2019factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46bd45d4-d19c-f546-eaad-ee1d431b61c9
First observed: Sep 13, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.