DFX Intelligence

A••••••••• C••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A••••••••• C••• G••••

Advisor at L•• F•••••••• L••

LAKEWOOD, CA

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Search this name across graphsid dfx:ria:46c7aed0-f07f-6bfd-5820-26f01f5a87ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 31, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 23, 2023	n/a	yes	LAKEWOOD, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	May 18, 2021	Oct 24, 2023	no	EL SEGUNDO, CA\|TORRANCE, CA\|PASADENA, CA\|SOUTH PASADENA, CA\|ENCINO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Oct 24, 2023	Oct 23, 2023	-1	Firm change	Wirehouse to ibd
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Apr 20, 2021	May 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:19616:CA:2021-04-15	Apr 20, 2021	May 18, 2021	GLENDALE, CA	Firm change
7691:79:CA:2017-10-02	Oct 25, 2017	Jan 11, 2018	PASADENA, CA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 23, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 18, 2021 to Oct 24, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2018 to Apr 20, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Oct 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46c7aed0-f07f-6bfd-5820-26f01f5a87ba
First observed: May 31, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.