A••••••••• C••• G••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 23, 2023 · Lakewood, Ca
• W•••• F•••• A••••••• wirehouse
  May 18, 2021 to Oct 24, 2023 · El Segundo, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Jan 11, 2018 to Apr 20, 2021 · Los Angeles, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 31, 2016 to Oct 25, 2017 · Pasadena, Ca

• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Oct 24, 2023, registered Oct 23, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank
• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Apr 20, 2021, registered May 18, 2021 (28 days) · Wirehouse to wirehouse · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left Oct 25, 2017, registered Jan 11, 2018 (78 days) · Wirehouse to wirehouse · moved with a team

• ••• Locked
  Oct 24, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

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